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Deborah Dougherty

2 Years of Experience
Alpharetta, GA
Broker

Deborah Dougherty is a registered investment advisor, based in Alpharetta, GA, with 2 years of industry experience.

Location

2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deborah provides administrative support to Merit Financial Group, LLC, an independent investment advisor firm, dedicating full-time hours. She also serves as President/CEO for the Benevolent and Protective Order of Elks, and is a Notary Public, dedicating minimal time to each.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
August 2023 - August 2024 · 1 yr
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Dougherty - Financial Advisor | TrueAdvisor