Ryan Tracy is a registered investment advisor, based in Nashville, TN, with 11 years of industry experience.
Location
7608 Highway 70 S, Nashville, TN, 37221
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ryan sells fixed insurance products through the bank. He also refers clients to the mortgage department for mortgage loans.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2015 - Present · 11 yrs 3 mos
Cetera Investment Services LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Securian Financial Services, INC.
July 2014 - August 2014 · 1 mo
Securian Financial Services, INC.Broker
February 2014 - August 2014 · 6 mos
State Registrations16 states
ALARAZCAFLGAKYLAMIMSNVNYOHSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.