James Pilat is a registered investment advisor, based in Plymouth, MI, with 12 years of industry experience.
Location
41011 Ann Arbor Road, Plymouth, MI, 48170
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an Investment Advisor Representative (IAR) with Peak Wealth Management, dedicating full-time hours to investment advising and financial planning. He also works as an independent insurance agent and sells insurance through Capitas Financial, spending a few hours per week on these activities, and is a registered representative with Mutual Securities, Inc., spending about 10-20% of his time there.
Employment History
Current Registrations
Mutual Securities, INC.Broker
Peak Wealth Management, LLC
Previous Registrations
Regulus Advisors, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.