Patricia Rizzi is a registered investment advisor, based in Littleton, CO, with 11 years of industry experience.
Location
2679 Main Street, Suite 236, Littleton, CO, 80120
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
November 2024 - Present · 1 yr 6 mos
Sanctuary Securities, INC.Broker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2019 - November 2024 · 5 yrs 8 mos
Ameriprise Financial Services, LLCBroker
January 2016 - November 2024 · 8 yrs 10 mos
Cetera Advisors LLCBroker
October 2014 - December 2015 · 1 yr 2 mos
State Registrations11 states
CACODCDEFLGANJNYOKUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.