John Nichol is a CFA-designated registered investment advisor at Stratos Investment Management, LLC, based in Beachwood, OH, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Investment Management (SIM) manages investments through various model portfolios. Fees vary depending on the model and the amount invested.
For Tactical, Enhanced Index, Global Equity, Dividend Growth, NDR, and ESG USA No Energy Models (wrap fee):
- $100,000 to $499,999.99: 0.29% per year
- $500,000 to $749,999.99: 0.27% per year
- $750,000 to $1,249,999.99: 0.25% per year
- $1,250,000 to $4,999,999.99: 0.23% per year
- $5,000,000 to $24,999,999.99: 0.19% per year
- $25,000,000 and up: 0.15% per year
For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (wrap fee):
- All Assets: 0.29% per year
For Tactical, Enhanced Indexed, Global Equity, Dividend Growth, and ESG USA No Energy Models (non-wrap fee):
- $100,000 to $499,999.99: 0.25% per year
- $500,000 to $749,999.99: 0.23% per year
- $750,000 to $1,249,999.99: 0.21% per year
- $1,250,000 to $4,999,999.99: 0.19% per year
- $5,000,000 to $24,999,999.99: 0.14% per year
- $25,000,000 and up: 0.11% per year
For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (non-wrap fee):
- All Assets: 0.25% per year
For Custom Indexing Model:
- $100,000 to $2,000,000: 0.18% per year
- $2,000,000 and up: 0.16% per year
Fees are negotiable.
Location
3750 Park East Drive, Suite 200, Beachwood, OH, 44122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stratos Investment Management, LLC
Previous Registrations
Federated Investment Counseling
State Registrations1 state
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