EB
EB

Eliot Bassin

11 Years of Experience
Avon, CT
BrokerSells Insurance

Eliot Bassin is a registered investment advisor, based in Avon, CT, with 11 years of industry experience.

Location

55 Nod Road, Avon, CT, 06001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eliot is a Certified Public Accountant providing tax services, taking nearly full-time hours. He is also an independent insurance agent for various companies, dedicating about a quarter of his time, and serves in various volunteer financial oversight roles.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2017 - Present · 9 yrs
Previous Registrations
LPL Financial LLC
June 2014 - June 2017 · 3 yrs
LPL Financial LLCBroker
May 2014 - June 2017 · 3 yrs 1 mo
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.