NL
NL

Nick Lapin

12 Years of Experience
Beverly Hills, CA
Broker

Nick Lapin is a registered investment advisor, based in Beverly Hills, CA, with 12 years of industry experience.

Location

Beverly Hills, CA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nick is a Senior Business Development Consultant of AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. He dedicates full-time hours to this role.

Employment History
Current Registrations
Assetmark Brokerage, LLC
August 2014 - Present · 11 yrs 11 mos
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 11 mos
Assetmark, INC.
March 2014 - Present · 12 yrs 4 mos
Previous Registrations
Capital Brokerage CorporationBroker
November 2013 - August 2014 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nick Lapin - Financial Advisor | TrueAdvisor