MT
MT

Michael Travaglini

12 Years of Experience
New York, NY
Broker

Michael Travaglini is a registered investment advisor, based in New York, NY, with 12 years of industry experience.

Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Voya Investments Distributor, LLC
April 2019 - Present · 7 yrs 1 mo
Voya Investment Management CO. LLC
April 2019 - Present · 7 yrs 1 mo
Voya Investments Distributor, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Putnam Investment Management, LLC
July 2016 - March 2019 · 2 yrs 8 mos
Putnam Retail Management Limited PartnershipBroker
December 2013 - March 2019 · 5 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Travaglini - Financial Advisor | TrueAdvisor