James Wright is a registered investment advisor, based in St Louis, MO, with 11 years of industry experience.
Location
5700 Oakland Ave, Ste 400, St Louis, MO, 63110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an employee of the U.S. Navy since 2006 and the Post Commander for Veterans of Foreign Wars Post 3500, dedicating minimal time per week to the latter. Neither activity is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2015 - August 2023 · 8 yrs 4 mos
Securian Financial Services, INC.Broker
April 2015 - August 2023 · 8 yrs 4 mos
Edward Jones
April 2014 - April 2014 · 0 mos
Edward JonesBroker
January 2014 - April 2014 · 3 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.