Parker Austin
Parker Austin is a registered investment advisor at Embarcadero Capital Advisors, INC., based in Laguna Hills, CA, with 12 years of industry experience. Parker operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 250 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Embarcadero Capital Advisors manages investment portfolios through an Advisor Managed Portfolios Wrap Fee Program. The fees for this program are described in a separate brochure. They also use third-party managers, whose fees are also detailed in a separate brochure. Financial planning is included with the Advisor Managed Portfolios service at no additional cost.
Location
23151 Verdugo Drive, Suite 106, Laguna Hills, CA, 92653
Get directionsHistory
Regulatory History (3)
Regulatory
September 2025Civil
September 2025Employment Separation After Allegations
December 2023Other Business ActivitiesSells Insurance
Parker is an independent insurance agent, dedicating minimal time to this role. He is also the President and CEO of Embarcadero Capital Advisors, Inc. (full-time) and a registered representative with The Leaders Group, Inc. (full-time).
Employment History
Current Registrations
Embarcadero Capital Advisors, INC.
Previous Registrations
The Leaders Group, INC.Broker
LPL Financial LLCBroker
January Capital Advisors LLC
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.