David Moore is a CFP-designated registered investment advisor at Gien Capital Management LLC, based in Alpharetta, GA, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee is negotiable.
Fee Estimator
Location
Alpharetta, GA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the owner of Secure Shield Financial LLC, working as a Certified Financial Planner. He also serves as a council member and treasurer for Mt. Zion United Methodist Church, holds power of attorney for his spouse, works as a consultant for Les Cheneaux Consulting, and is a trustee for the David L Moore Revocable Trust.
Employment History
Current Registrations
Gien Capital Management LLC
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.