JD
JD

Joseph Deming

8 Years of Experience
Lawrenceville, GA
Broker

Joseph Deming is a registered investment advisor at LPL Financial LLC, based in Lawrenceville, GA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2230 Riverside Pkwy, Lawrenceville, GA, 30043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph operates under the DBA United Community Advisors for his LPL business. This activity is investment-related and takes nearly all of Joseph's time.

Employment History
Current Registrations
LPL Financial LLC
June 2019 - Present · 6 yrs 11 mos
LPL Financial LLC
May 2019 - Present · 7 yrs
LPL Financial LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Edward Jones
March 2014 - March 2015 · 1 yr
Edward JonesBroker
January 2014 - March 2015 · 1 yr 2 mos
State Registrations27 states
ALAZCACODEFLGAIDILKYLAMDMIMNMOMSMTNCNVNYOKPASCTXVAVirgin IslandsWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.