Nicholas Burge
Nicholas Burge is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Waterloo, WI, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
210 W Madison St, Waterloo, WI, 53594
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas operates under two DBAs for his LPL business: Investor Guidance Center and Farmers & Merchants Financial Services. These activities are investment-related and take nearly full-time hours, including some time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.