Awbrey Swanson is a CFP-designated registered investment advisor, based in Bend, OR, with 11 years of industry experience.
Location
Bend, OR
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Awbrey is an associate/employee at Bend Wealth Advisors, a DBA for Raymond James business, since 2020. Awbrey spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2018 - October 2020 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2018 - October 2020 · 1 yr 11 mos
Ameriprise Financial Services, INC.
February 2017 - November 2018 · 1 yr 9 mos
Ameriprise Financial Services, INC.Broker
February 2015 - November 2018 · 3 yrs 9 mos
State Registrations25 states
AKAZCACOCTDEFLILMAMIMNMTNCNJNMNVNYOHORPARISCTNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.