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Vicente Vargas

3 Years of Experience
Tucson, AZ
Broker

Vicente Vargas is a registered investment advisor, based in Tucson, AZ, with 3 years of industry experience.

Location

2055 N. Kolb Road, Suite 101, Tucson, AZ, 85715-4099

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vicente is a tax manager at Busby, Sanford, Brady, CPAs, PLC, a public accounting firm, dedicating nearly full-time hours to this role. He also serves as a trustee for The Francisco J. Coronado Living Trust and provides investment advisory services through Capstone Capital Management, LLC, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
December 2022 - September 2025 · 2 yrs 9 mos
Avantax Investment Services, INC.Broker
July 2022 - September 2025 · 3 yrs 2 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vicente Vargas - Financial Advisor | TrueAdvisor