DC
DC

Douglas Clark

12 Years of Experience
Wexford, PA
BrokerSells Insurance

Douglas Clark is a registered investment advisor at LPL Financial LLC, based in Wexford, PA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2000 Corporate Drive Ste 570, Wexford, PA, 15090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas sells medical, life, and disability insurance, dedicating a few hours per week to this activity. He also works with Focus 401(k) and V & T Wealth Advisors, and is an election poll worker for Allegheny County.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2017 - Present · 9 yrs
LPL Financial LLC
May 2017 - Present · 9 yrs
Previous Registrations
Principal Securities, INC.
December 2016 - June 2017 · 6 mos
Principal Securities, INC.Broker
December 2013 - June 2017 · 3 yrs 6 mos
State Registrations9 states
CAFLINMDMINCOHPAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.