KC
KC

Kingsley Yu Man Choi

9 Years of Experience
Sells Insurance
Areas of Practice
Financial Planning & CoachingTax PlanningEstate PlanningInvestment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B

Fee Structure

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Location

21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kingsley works as an insurance agent selling insurance products to clients. This activity is investment-related and takes up a full-time commitment.

Employment History
Current Registrations
Steelpeak Wealth, LLC
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Transglobal Advisory, LLC
November 2024 - January 2025 · 2 mos
Globalink Securities, INC.Broker
August 2024 - January 2025 · 5 mos
Charles Schwab & CO., INC.Broker
August 2014 - December 2021 · 7 yrs 4 mos
Charles Schwab & CO., INC.
August 2014 - December 2021 · 7 yrs 4 mos
Morgan Stanley
January 2014 - August 2014 · 7 mos
Morgan StanleyBroker
December 2013 - August 2014 · 8 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.