Chad Miller is a registered investment advisor, based in Newport Beach, CA, with 11 years of industry experience.
Location
610 Newport Center Drive, Suite 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chad works as a financial advisor at SEIA, LLC, dedicating full-time hours to managing client portfolios and bringing in new business.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Seia
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
July 2015 - November 2018 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - May 2015 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2014 - May 2015 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.