Stephen Gegorek is a registered investment advisor, based in Salisbury, NC, with 10 years of industry experience.
Location
200 Statesville Blvd, #1001, Salisbury, NC, 28144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a financial advisor at Falcon Investment Strategies, dedicating about half his time to monitoring equity positions and speaking with clients. He also works as an agent selling fixed/traditional insurance products through PKS Financial and Fixed Insurance, spending a few hours per week on each.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Falcon Financial
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.