Brooke Goldstein
Brooke Goldstein is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 11 years of industry experience. Brooke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11726 San Vicente Blvd Ste 235, Los Angeles, CA, 90049
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brooke is an insurance agent selling fixed insurance products since 2016, dedicating a few hours per week. She also serves as a secretary at Goldstein Financial Group, co-founder and partner at Brentwood Financial Advisors, co-trustee for a family trust, owns rental real estate, and hosts a podcast, dedicating about a quarter of her time to each of the financial services roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
State Registrations42 states
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