David Setia is a registered investment advisor at LPL Financial LLC, based in Celina, TX, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Celina, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates FedWise Advisors, LLC as a DBA for his LPL business, dedicating full-time hours to it. He also engages in personal training and fitness activities, spending minimal time on RockBox and about 10-20% of his time on SPENGA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Dominion Wealth Management, INC.
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.