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CFP
TD
CFP

Thomas Davy

Private Client Services, LLC
56 Years of Experience
Oakbrook Terrace, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Davy is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Oakbrook Terrace, IL, with 56 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,765 clients with $1.4B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
8,765 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable based on client complexity and relationship size. Third-party manager marketplace adds 0.15% to 1.00% subscription fees. American Funds F2 program charges 0.25% to 1.00% flat rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 S 450 Summit Ave, Suite 130, Oakbrook Terrace, IL, 60181

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas sells life insurance, long-term care insurance, and long-term disability insurance.

Employment History
Current Registrations
Private Client Services, LLC
July 2010 - Present · 16 yrs 3 mos
Private Client Services, LLCBroker
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Private Client Services, LLC
July 2010 - April 2010 · 0 mos
Nationwide Securities, LLC
August 2008 - July 2010 · 1 yr 11 mos
Nationwide Securities, LLCBroker
August 2008 - July 2010 · 1 yr 11 mos
1717 Capital Management CompanyBroker
February 2000 - August 2008 · 8 yrs 6 mos
1717 Capital Management Company
March 1998 - August 2008 · 10 yrs 5 mos
1717 Capital Management CompanyBroker
February 1986 - February 2000 · 14 yrs
John Hancock Mutual Life Insurance CompanyBroker
October 1980 - February 1986 · 5 yrs 4 mos
John Hancock Distributors, INC.Broker
September 1970 - January 1986 · 15 yrs 4 mos
State Registrations24 states
AZCACOFLGAIAILINKSKYMEMIMNMOMSNCNENVNYPATNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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