Mark Kaufman is a registered investment advisor, based in Midland, TX, with 11 years of industry experience.
Location
4305 N Garfield St., Ste. 252, Midland, TX, 79705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is an advisory representative of a Registered Investment Advisor (RIA) and owner of MWA Financial Group, spending nearly full-time on these investment-related activities. He also volunteers as a treasurer for the Don Woody Woodward Campaign, dedicating minimal time to this non-investment related role.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.