Andrew Gomes is a registered investment advisor, based in Somerset, MA, with 3 years of industry experience.
Location
Somerset, MA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
August 2024 - Present · 1 yr 9 mos
Empower Advisory Group, LLC
August 2024 - Present · 1 yr 9 mos
Empower Financial Services, INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2024 - July 2024 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2024 - July 2024 · 1 mo
Fidelity Personal and Workplace Advisors
March 2022 - February 2024 · 1 yr 11 mos
Fidelity Brokerage Services LLCBroker
December 2021 - February 2024 · 2 yrs 2 mos
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.