Joanne Johnson is a registered investment advisor at LPL Financial LLC, based in Endwell, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
540 Hooper Road, Endwell, NY, 13760
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Regulatory History (1)
Financial
August 2018Other Business Activities
Joanne works as a notary, dedicating minimal time to this investment-related activity. She also works full-time for Wilmington Advisors @M&T as a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lesko Securities, INC.
Lesko Securities INC.Broker
M&t Securities, INC.Broker
Cape Fear Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.