Joanne Johnson
Joanne Johnson is a registered investment advisor at LPL Financial LLC, based in Binghampton, NY, with 12 years of industry experience. Joanne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
68 Exchange St., Binghampton, NY, 13901
Get directionsHistory
Regulatory History (1)
Financial
August 2018Other Business Activities
Joanne works as a notary, dedicating minimal time to this investment-related activity. She also works full-time for Wilmington Advisors @M&T as a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lesko Securities, INC.
Lesko Securities INC.Broker
M&t Securities, INC.Broker
Cape Fear Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.