AO
AO

Alexander Otte

11 Years of Experience
Omaha, NE
Broker

Alexander Otte is a registered investment advisor at Morgan Stanley, based in Omaha, NE, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

13625 California Street, Suite 400, Omaha, NE, 68154

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alexander works as a contractor for Uber and Lyft, providing labor/service in the automotive/transportation industry. He dedicates about 10-20% of his time to these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Charles Schwab & CO., INC.
October 2022 - May 2023 · 7 mos
TD Ameritrade, INC.
May 2017 - October 2022 · 5 yrs 5 mos
TD Ameritrade Investment Management, LLC
May 2017 - January 2021 · 3 yrs 8 mos
TD Ameritrade, INC.Broker
January 2015 - May 2023 · 8 yrs 4 mos
TD Ameritrade, INC.
January 2015 - January 2015 · 0 mos
Edward Jones
May 2014 - September 2014 · 4 mos
Edward JonesBroker
February 2014 - September 2014 · 7 mos
State Registrations46 states
AKALARAZCACOCTFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.