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Steven Johnson

LPL Financial LLC
12 Years of Experience
Saint Charles, MO
1 DisclosureBroker
View SEC Summary
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Steven Johnson is a registered investment advisor at LPL Financial LLC, based in Saint Charles, MO, with 12 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19 Research Park Court, Saint Charles, MO, 63304

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History

Regulatory History (1)
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Criminal
December 2010
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven has a DBA for his LPL business under Vantage Investment Services Group since 2015. He also has a DBA under 1st Financial Investment Services since 2016, spending a few hours per week on securities trading.

Employment History
Current Registrations
LPL Financial LLC
January 2015 - Present · 11 yrs 9 mos
LPL Financial LLC
January 2015 - Present · 11 yrs 9 mos
LPL Financial LLCBroker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
June 2014 - December 2014 · 6 mos
MML Investors Services, LLCBroker
April 2014 - December 2014 · 8 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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