Steven Johnson is a registered investment advisor at LPL Financial LLC, based in Ballwin, MO, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13849 Manchester Rd, Ballwin, MO, 63011
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Regulatory History (1)
Criminal
December 2010Other Business Activities
Steven has a DBA for his LPL business under Vantage Investment Services Group since 2015. He also has a DBA under 1st Financial Investment Services since 2016, spending a few hours per week on securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.