Raymond Cui
Raymond Cui is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 10 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Three Greenway Plaza, Suite 1500, Houston, TX, 77046
Get directionsHistory
Regulatory History (3)
Regulatory
February 2019Employment Separation After Allegations
December 2017Criminal
October 2016Other Business ActivitiesSells Insurance
Raymond is a caretaker for Advanced Healthcare Professionals, Inc., taking about half of his time, and owns Wind Walk Investments LLC, a real estate business. He also works in outside insurance, specifically life insurance, and serves as a board member for ACE NextGen, dedicating minimal time to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.