Raymond Cui
Raymond Cui is a registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 11 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3040 Post Oak Boulevard, Suite 2000, Houston, TX, 77056
Get directionsHistory
Regulatory History (2)
Regulatory
February 2019Employment Separation After Allegations
December 2017Other Business ActivitiesSells Insurance
Raymond is a caretaker for Advanced Healthcare Professionals, Inc., taking about half of his time, and owns Wind Walk Investments LLC, a real estate business. He also works in outside insurance, specifically life insurance, and serves as a board member for ACE NextGen, dedicating minimal time to each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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