Rudolph Brandes
Rudolph Brandes is a CFP-designated registered investment advisor at Mercer Global Advisors INC., based in Newport Beach, CA, with 11 years of industry experience. Rudolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 36,172 clients with $84B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Schedule reflects the Custom Wealth and Ascend Group standard tiers. Other service levels such as Wealth Path and Guided Investing have different fee schedules and minimums.
Fee Estimator
Location
620 Newport Center Drive, Suite 1030, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rudolph is a licensed insurance agent recommending insurance products through Enhanced Insurance Services LLC, dedicating minimal time. He also serves on the finance committee for Woodbridge Village Association, is treasurer for Vista Verde Foundation, and is founder/principal consultant for Rudymentary AI Consulting LLC, spending about a quarter of his time on the latter.
Employment History
Current Registrations
Mercer Global Advisors INC.
Previous Registrations
Jackson Financial Management
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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