Alex Gast is a registered investment advisor, based in Birmingham, AL, with 12 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2614 19th Street South, Birmingham, AL, 35209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alex owns an AirBnB property through Happenstance 30a, LLC since 2020. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Captrust
Capfinancial Securities, LLC.Broker
Capfinancial Securities, LLC.
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Oneascent Financial Services LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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