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CFP
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CFP

Matt Waters

Prime Capital Financial
12 Years of Experience
Greenwood Village, CO
Sells Insurance
View SEC Summary
View SEC Summary

Matt Waters is a CFP-designated registered investment advisor at Prime Capital Financial, based in Greenwood Village, CO, with 12 years of industry experience. Matt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8480 E Orchard Rd #6900, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matt is an insurance agent selling and servicing fixed insurance products through Prime Capital Risk Management, dedicating minimal time. He is also a member of CHHSZ Holdings, LLC, the sole owner of Prime Capital Investment Advisors, LLC, spending minimal time providing investment advisory services.

Employment History
Current Registrations
Prime Capital Financial
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Private Client Services, LLCBroker
April 2018 - November 2020 · 2 yrs 7 mos
Lawing Financial INC
May 2014 - October 2017 · 3 yrs 5 mos
Cambridge Investment Research, INC.Broker
March 2014 - May 2018 · 4 yrs 2 mos
State Registrations2 states
COKS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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