TG
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Thomas Goldberg
12 Years of Experience
Austin, TX
1 DisclosureBroker
Thomas Goldberg is a registered investment advisor at J.P. Morgan Securities LLC, based in Austin, TX, with 12 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11800 Domain Dr, Austin, TX, 78758
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2022Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
November 2017 - Present · 8 yrs 11 mos
J.P. Morgan Securities LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Gwn Securities INC.
December 2015 - November 2017 · 1 yr 11 mos
Gwn Securities INC.Broker
October 2015 - November 2017 · 2 yrs 1 mo
AXA Advisors, LLCBroker
March 2014 - September 2015 · 1 yr 6 mos
State Registrations11 states
AZCACOFLINMANJNVNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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