David Nieswiadomy is a registered investment advisor, based in Ben Wheeler, TX, with 10 years of industry experience.
Location
Ben Wheeler, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent for various companies since 2013, dedicating full-time hours. He is also an advisory representative of a registered investment advisor (RIA) and an investment advisor representative (IAR) doing business as Nieswiadomy Financial Planning, both full-time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
MML Investors Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.