Jason Nicholson
Jason Nicholson is a registered investment advisor at LPL Enterprise, LLC, based in Riverside, CA, with 11 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
5055 Canyon Crest Drive, Suite 101, Riverside, CA, 92507
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Regulatory History (1)
Employment Separation After Allegations
October 2019Other Business ActivitiesSells Insurance
Jason operates "Jason W Nicholson Insurance and Financial Services" as a DBA for his LPL business, dedicating about half his time to sales of insurance and investments. He also owns real estate through Skylight Integrity Holdings, McKee Real Estate Group, and The Jason W Nicholson and Katie M Nicholson Living Trust, and sells health insurance through Benefit Mall.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
W&s Brokerage Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.