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David Oliver

11 Years of Experience
Minster, OH
Broker

David Oliver is a registered investment advisor at Cetera Investment Advisers LLC, based in Minster, OH, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

95 W 4th Street, Minster, OH, 45865

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David works as a wealth management advisor, managing a department and working with customers. He is also a board member of the Southwest Auglaize County Chamber of Commerce and 100% owner of Oliver Rentals LLC, managing properties and renovation projects for a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2018 - Present · 8 yrs 2 mos
Cetera Investment Services LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
W&s Brokerage Services, INC.Broker
April 2014 - March 2018 · 3 yrs 11 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Oliver - Financial Advisor | TrueAdvisor