Otto Rivera is a CFP-designated registered investment advisor at Mindful Wealth, based in St. Louis, MO, with 9 years of industry experience. Otto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Cross-Border Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 72 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.70% |
| $2M+ | 0.50% |
Fees are negotiable. Clients also pay an additional annual financial planning fee ranging from $5,000 to $50,000 and an initial onboarding fee.
Fee Estimator
Location
5431 Chippewa St, St. Louis, MO, 63109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Otto serves as a pastor at Pentecostal Church of God in Orlando, Florida since 2015. This activity is not investment-related and takes about 10-20% of his time.
Employment History
Current Registrations
Mindful Wealth
Previous Registrations
White Lighthouse Investment Management, INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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