Otto Rivera is a CFP-designated registered investment advisor at Mindful Wealth LLC, based in St. Louis, MO, with 8 years of industry experience. Otto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Cross-Border Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 72 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.70% |
| $2M+ | 0.50% |
Additional annual financial planning fee applies, ranging between $5,000 and $50,000. Initial onboarding fees may also apply, up to one quarter of the annual comprehensive fee. Fees are negotiable.
Fee Estimator
Location
5431 Chippewa St, St. Louis, MO, 63109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Otto serves as a pastor at Pentecostal Church of God in Orlando, Florida since 2015. This activity is not investment-related and takes about 10-20% of his time.
Employment History
Current Registrations
Mindful Wealth
Previous Registrations
White Lighthouse Investment Management, INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
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