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Karen Givens

11 Years of Experience
Washington, DC
Broker

Karen Givens is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

801 17th Street NW, Suite 310, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.Broker
June 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.
June 2022 - Present · 4 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
June 2022 - June 2022 · 0 mos
Davenport & Company LLC
December 2014 - June 2022 · 7 yrs 6 mos
Davenport & Company LLCBroker
December 2014 - June 2022 · 7 yrs 6 mos
Edward Jones
April 2014 - November 2014 · 7 mos
Edward JonesBroker
April 2014 - November 2014 · 7 mos
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Karen Givens - Financial Advisor | TrueAdvisor