DW
DW

David Williams

11 Years of Experience
St. Petersburg, FL
Broker

David Williams is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2022 - Present · 4 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Raymond James Financial Services, INC.
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.
December 2021 - Present · 4 yrs 5 mos
Raymond James & Associates, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2017 - November 2021 · 4 yrs 3 mos
Morgan StanleyBroker
July 2017 - November 2021 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2015 - April 2017 · 2 yrs 3 mos
Voya Financial Partners, LLCBroker
February 2014 - November 2014 · 9 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.