Nicholas Gomez
Nicholas Gomez is a registered investment advisor at LPL Financial LLC, based in Milwaukee, WI, with 11 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
600 East Wisconsin Avenue, Milwaukee, WI, 53202
Get directionsHistory
Regulatory History (1)
Financial
June 2024Other Business Activities
Nicholas is the Associate Director of Alumni Relations for the UWM Veteran Alumni Chapter, focused on building a veteran community. He spends minimal time on business development and growth for this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
LPL Financial LLCBroker
LPL Financial LLC
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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