James Spinelli
James Spinelli is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3837 NW Boca Raton Blvd, Suite 100, Boca Raton, FL, 33431
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is affiliated with Great Valley Advisor Group and its DBAs, providing investment advisory services. He also owns a web design company, is an investor in a restaurant, owns JJS Ventures III LLC, and is an advisor/agent for Great Valley Insurance Brokers, selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
Great Valley Advisor Group, LLC
State Registrations32 states
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