Carter Vaughan is a CFP-designated registered investment advisor, based in Fort Worth, TX, with 12 years of industry experience. Carter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
300 Throckmorton St, Suite 1450, Fort Worth, TX, 76102
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
April 2023 - Present · 3 yrs 6 mos
Captrust
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Omega Wealth Partners, INC.
April 2018 - October 2023 · 5 yrs 6 mos
Omega Securities, INC.Broker
January 2018 - November 2023 · 5 yrs 10 mos
Omega Wealth Partners, INC.
August 2017 - December 2017 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2014 - June 2017 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2014 - June 2017 · 3 yrs 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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