Stephen Dungy is a registered investment advisor, based in Krugerville, TX, with 11 years of industry experience.
Location
Krugerville, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is an investor in Consolidated Restaurant Operations, investing $15,000 in a III Forks Steakhouse. He and his spouse have no voting rights or responsibilities and dedicate minimal time to this investment.
Employment History
Current Registrations
Empower Financial Services, INC.
May 2024 - Present · 2 yrs
Empower Advisory Group, LLC
May 2024 - Present · 2 yrs
Empower Financial Services, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Advice and Planning Services
March 2017 - April 2024 · 7 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2015 - April 2024 · 8 yrs 9 mos
Edward Jones
April 2014 - June 2015 · 1 yr 2 mos
Edward JonesBroker
March 2014 - June 2015 · 1 yr 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.