Eric Philips
Eric Philips is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Duluth, GA, with 10 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
2055 Sugarloaf Circle Ste 200, Duluth, GA, 30097
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric provides insurance servicing for existing clients and works as an insurance agent, spending minimal time on this activity. He also works as an associate financial planner for Sugarloaf Wealth Management, LLC and Prime Capital, dedicating full-time hours to each.
Employment History
Current Registrations
Prime Capital Financial
Private Client Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Sugarloaf Wealth Management, LLC
Triad Advisors LLCBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Lindner Capital Advisors, INC.
Joyn Advisors, INC.
Securian Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.