TrueAdvisor
TrueAdvisor
RM
ChFC
RM
ChFC

Rocky Martini

Park Avenue Securities LLC
12 Years of Experience
Pittsford, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Rocky Martini is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Pittsford, NY, with 12 years of industry experience. Rocky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

69 Monroe Avenue, Pittsford, NY, 14534

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Rocky works in business development for Tax Strategy Pro and owns multiple rental properties. He also places insurance business outside of Guardian when it's a better fit for the client, dedicating minimal time to this.

Employment History
Current Registrations
Park Avenue Securities LLC
April 2019 - Present · 7 yrs 6 mos
Park Avenue Securities LLC
July 2014 - Present · 12 yrs 3 mos
Park Avenue Securities LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
AXA Advisors, LLCBroker
April 2014 - May 2014 · 1 mo
State Registrations21 states
AZCAFLGAINKSMAMDMIMOMTNCNJNYOHORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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