Brock Bettenhausen is a registered investment advisor, based in Mountain Home, AR, with 12 years of industry experience.
Location
1100 Hwy 62 East, Mountain Home, AR, 72653
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brock works as an employee assisting in financial services for Financial Services and Investment Strategies Group. This support company DBA is non-investment related and requires minimal time commitment.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2018 - Present · 7 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2014 - October 2018 · 4 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - October 2018 · 4 yrs 7 mos
State Registrations39 states
AKALARAZCACOFLGAHIIAIDILINKSKYLAMAMEMIMNMOMSMTNCNDNJNMNVNYOHOKORPASDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.