Anthony Rich
Anthony Rich is a registered investment advisor at Universal Financial Advisors, LLC, based in St. Louis, MO, with 11 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 304 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Universal Financial Advisors (UFA) offers investment management services for an annual fee based on the amount of your portfolio. The fee generally ranges from less than 1% to no more than 2.5% annually. There is a Minimum Platform Service Fee (MPSF) of $50 annually per advisory account, but this may be waived if the aggregate MPSF fee for the immediate client family household meets the $50 annual minimum per account. The specific fee is disclosed in your advisory agreement.
Location
333 S. Kirkwood Road, Suite 301, St. Louis, MO, 63122
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an advisory representative of a registered investment advisor and a registered representative with Osaic Wealth, Inc. He also serves as a public affairs flight commander for the Missouri Air National Guard, sells life insurance through Anthony Dwayne Rich, LLC, is a board member for St. Joseph School, and owns/operates PAX Tax.
Employment History
Current Registrations
Universal Financial Advisors, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Edward Jones
Edward JonesBroker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Universal Financial Planning Consultants, INC.
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.