HH
HH

Henry Hessel

11 Years of Experience
Waukesha, WI
Broker

Henry Hessel is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

20800 Swenson Drive, Suite 325, Waukesha, WI, 53186

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2017 - January 2022 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLC
January 2017 - January 2022 · 5 yrs
Reinhart Partners, INC.
September 2015 - January 2017 · 1 yr 4 mos
Mid Atlantic Capital CorporationBroker
August 2014 - April 2015 · 8 mos
State Registrations29 states
ALARAZCACTDCDEFLIAIDILKYMDMIMNMONCNVNYOHOKORPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.