ChFC

Tan Doan

8 Years of Experience

Los Angeles, CA

Broker

Tan Doan is a ChFC-designated registered investment advisor at Citigroup Global Markets INC., based in Los Angeles, CA, with 8 years of industry experience. Tan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Citigroup Global Markets INC.

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

2418 advisors

Number of Clients

56,938 clients

Average Client Portfolio

$823K average

Assets Under Management

$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Citi Private Bank, 300 South Grand Avenue, 31st Floor, Suite 3130, Los Angeles, CA, 90071

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Tan owns a rental single-family property in Oxnard, CA since 2016. He spends a few hours per week on landlord duties.