RD
RD

Robert Dewees

2 Years of Experience
Rockland, DE
Broker

Robert Dewees is a registered investment advisor at Wells Fargo Advisors, based in Rockland, DE, with 2 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Rockland, DE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is an Assistant Operations Officer for the 4th Marine Reconnaissance Battalion, dedicating time for drills. He is also the Treasurer for Talons Reach Foundation, spending minimal time per week on financial oversight and fundraising.

Employment History
Current Registrations
Wells Fargo Advisors
July 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
July 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Advisors
January 2024 - July 2024 · 6 mos
Wells Fargo Clearing Services, LLCBroker
September 2023 - July 2024 · 10 mos
New York Life Investment Management LLC
May 2014 - August 2014 · 3 mos
Nylife Distributors LLCBroker
March 2014 - August 2014 · 5 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.