Eric Cain is a registered investment advisor at LPL Financial LLC, based in Elizabethtown, PA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1900 North Market Street, Elizabethtown, PA, 17022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Eric operates under the DBAs K Capital Wealth Advisors and Gladstone Wealth Partners for his LPL business. He also owns Do More Stores and Wellness Journey, LLC, dedicating minimal time to the latter two.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations1 state
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